Despite a 2016-18 glut in fossil fuel markets and decade-low fuel prices, the global transformation to sustainable energy is happening. Our ongoing energy challenges and solutions are complex and multidimensional, involving science, technology, design, economics, finance, planning, policy, politics, and social movements.
The most comprehensive book on this topic, Energy for Sustainability has been the go-to resource for courses. This new edition has been thoroughly revised and updated to inform and guide students and practitioners who will steer this transformation.
Drawing on a combined 80 years of teaching experience, John Randolph and Gilbert Masters take a holistic and interdisciplinary approach. Energy for Sustainability can help techies and policymakers alike understand the mechanisms required to enable conversion to energy that is clean, affordable, and secure. Major revisions to this edition reflect the current changes in technology and energy use and focus on new analyses, data, and methods necessary to understand and actively participate in the transition to sustainable energy.
The book begins with energy literacy, including patterns and trends, before covering the fundamentals of energy related to physics, engineering, and economics. The next parts explore energy technologies and opportunities in three important energy sectors: buildings, electricity, and transportation. The final section focuses on policy and planning, presenting the critical role of public policy and consumer and investor choice in transforming energy markets to greater sustainability. Throughout the book, methods for energy and economic analysis and design give readers a quantitative appreciation for and understanding of energy systems. The book uses case studies extensively to demonstrate current experience and illustrate possibilities.
Students will gain an understanding of what it takes to achieve clean, affordable, sustainable energy. Supplemental materials are available at www.islandpress.org/energy
Preface Acknowledgments
Section I: Energy Patterns and Trends
Chapter 1: The Energy Imperative and Patterns of Use 1.1 Our Energy Dilemma 1.2 Historical Perspective: Energy and Civilization 1.3 Global Energy Supply and Consumption 1.3.1 Explosive Growth of Energy as Developing World Begins to Catch Up 1.3.2 Continuing Dependency on Oil and Fossil Fuels 1.4 U.S. Energy Supply and Consumption 1.4.1 U.S. Energy Independence? Production Up, Consumption Flat, Imports Down 1.4.2 U.S. Energy Cleaner, More Efficient, More Independent Since 2007, but a Long Way to Go 1.5 Summary 1.5.1 Sustainable Energy: Improve Efficiency, Reduce Carbon, Replace Oil
Chapter 2: Energy Sources and Sustainability 2.1 Criteria for Sustainable Energy 2.2 Resource Limits of Fossil Fuels 2.2.1 Peak Oil Debate Revisited: Will the Peak Be Driven by Production or Consumption? 2.2.2 Natural Gas: Shale Gas Technology Extends Future Supplies but for How Long? 2.2.3 Coal More Plentiful but Constrained by Environmental Impacts 2.3 Environmental Limits of Fossil Fuels 2.3.1 Climate Change and Energy 2.3.2 Local and Regional Air Pollution 2.3.3 Fuel Extraction, Transport, and Other Impacts 2.4 Nuclear Power: Once Great Hope, Now in Decline 2.5 The Transition to Clean Energy Is Happening: Efficiency and Renewables 2.5.1 Energy Efficiency Is Making a Difference with More on the Way 2.5.2 Renewable Energy Growing Fast but Still Small Contribution 2.6 Summary
Chapter 3: Energy Futures 3.1 The Complexities of Our Changing Energy System 3.2 Planning and Visioning the Future 3.2.1 Projections and Forecasts 3.2.2 Technology Roadmaps 3.2.3 Needs Assessment and Solution Wedges 3.2.4 Developing Scenarios 3.3 Officialdom's Vision of Our Energy Future: U.S. EIA and IEA Outlooks 3.3.1 U.S. EIA Annual Energy Outlook 2017: BAU 3.3.2 EIA International Energy Outlook 3.3.3 IEA World Energy Outlook 2016 Central Case 3.4 Future Energy Scenarios: Different Assumptions, Different Pathways, Different Futures 3.4.1 IEA's WEO 2015: Visions of Desired Future Conditions 3.4.2 IPCC/UNFCCC Future Scenarios 3.5 Possible Energy Futures: Roadmaps to Sustainable Energy 3.5.1 Amory Lovins's Reinventing Fire 3.5.2 NREL Renewables Futures Study: 80% Renewable U.S. Electricity by 2050 3.5.3 Pathways to Deep Decarbonization in the United States 3.5.4 The 100% Solution Project: Wind, Water, and Sun Can Do It All 3.6 Show Me the Money! Energy Market Forces and Investment Scenarios 3.6.1 Energy Investment and Divestment 3.6.2 Citigroup Forecast: Energy Darwinism II 3.6.3 BNEF Energy Outlook 3.7 Summary
Section II: Energy Fundamentals
Chapter 4: Energy Fundamentals
4.1 Introduction 4.2 Basics of Energy Science 4.2.1 Introduction to the First and Second Laws of Thermodynamics 4.2.2 A Word About Units 4.2.3 The Distinction Between Energy and Power 4.3 Mechanical Energy 4.3.1 Potential and Kinetic Energy 4.3.2 Pressure Energy 4.3.3 Rotational Energy 4.4 Thermal Energy 4.4.1 Temperature 4.4.2 Internal Energy, Thermal Capacitance 4.4.3 Solids, Liquids, and Gases 4.5 Electrical Energy 4.5.1 Electric Current 4.5.2 Voltage 4.5.3 The Concept of an Electrical Circuit 4.5.4 Electrical Power and Energy 4.5.5 RMS Values of Currents and Voltages 4.6 Chemical Energy 4.6.1 Atoms and Molecules 4.6.2 Stoichiometry: Mass Balance in Chemical Reactions 4.6.3 Enthalpy: The Energy Side of Chemical Reactions. 4.7 Solar Energy 4.7.1 Electromagnetic Radiation 4.7.2 The Solar Spectrum 4.7.3 The Greenhouse effect 4.7.4 Solar Energy for Living Things 4.7.5 Food Calories 4.8 Nuclear Energy 4.8.1 The Nature of Radioactivity 4.8.2 Nuclear Fission 4.8.3 Nuclear Fusion 4.9 Summary
Chapter 5: Energy Analysis and Life-Cycle Assessment 5.1 Some Principles of Life-Cycle Thinking and Sustainability Analysis 5.2 Energy Analysis 5.2.1 Direct Conversion Efficiency (++) 5.2.2 Energy Return on Energy Investment (EROI) 5.2.3 Net Energy (NE) or Energy Balance 5.2.4 Energy Payback Time (EPBT) 5.3 Energy Audits, Energy Data Monitoring, and Energy Control and Management 5.3.1 Energy Audits 5.3.2 Monitoring with Energy Billing Information 5.3.3 Energy Data Logging 5.4 Economic Analysis of Energy Systems 5.4.1. Economic Value of Energy 5.4.2 Life-Cycle Costing and Time Value of Money 5.4.3 Economic Measures of Cost-Effectiveness 5.4.4 Performing Economic Analysis with Spreadsheets 5.4.5 Cost-Effectiveness and Market Penetration 5.5 Environmental Analysis of Energy and Material Systems 5.5.1 Air Pollutant and Carbon Emissions from Combustion of Fossil Fuels 5.5.2 Emission Rates for Electricity 5.5.3 Assessing Other Environmental Impacts of Energy Use 5.5.4 Calculating Your Carbon Footprint 5.6 Summary
Section III: Buildings and Energy
Chapter 6: Energy Efficiency for Buildings 6.1 Residential and Commercial Buildings 6.2 Site Energy versus Primary Energy 6.3 Introduction to Heat Loss Calculations 6.3.1 Basic Heat Transfer through the Building Envelope 6.3.2 Heat Transfer by Conduction 6.3.3 Heat Transfer by Convection 6.3.4 Radiation Heat Transfer 6.3.5 The Combined Convective-Radiative R-Value 6.4 Heat Loss through Windows 6.4.1 Single-Pane Window Analysis 6.4.2 Discomfort and Condensation Problems with Cold Windows 6.4.3 Improving the R-Value of Windows 6.4.4 Center-of-Glass R-Values and Edge Effects 6.5 Heat Loss through Walls, Ceilings, and Floors 6.5.1 Walls 6.5.2 Ceilings and Roofs 6.5.3 Floors 6.6 Heat Loss Due to Infiltration 6.6.1 Estimating Infiltration Rate (Blower-Door Approach) 6.6.2 How Tight Is ""Too Tight"" for Healthful Indoor Air Quality? 6.7 The Overall Heat Loss Factor 6.8 Let's Size a Furnace 6.9 Annual Cost of Heating 6.9.1 Internal Gains 6.9.2 Heating and Cooling Degree-Days 6.9.3 Annual Heating Load 6.10 Impacts of Improving Efficiency 6.11 Heating, Ventilating, and Air Conditioning (HVAC) Systems 6.11.1 Forced-Air Central Heating Systems 6.11.2 Hydronic Systems 6.11.3 Compressive Air Conditioners 6.12 Heat Pumps 6.12.1 Geothermal Heat Pumps 6.12.2 Ductless Mini-Split Heat Pumps 6.13 Summary
Chapter 7: Solar Energy for Buildings: Approaching Zero Net Energy 7.1 The Solar Resource 7.1.1 Solar Angles to Help Us Design Overhangs 7.1.2 Sun Path Diagrams 7.1.3 Shadow Diagrams 7.1.4 Shadow Diagrams for Architectural Modeling 7.2 Energy-Efficient Building Design Strategies 7.2.1 The Importance of Building Orientation 7.2.2 South-Facing Windows for Solar Gains 7.3 Cooling Loads 7.3.1 Avoiding Cooling Loads 7.3.2 Better Windows to Reduce Cooling and Lighting Loads 7.3.3 Simple Cooling Calculations 7.3.4 Dehumidification 7.3.5 Human Comfort 7.4 Passive Solar Heating 7.4.1 A ""Sun-Tempered"" House 7.4.2 The Importance of Thermal Mass 7.4.3 Types of Passive Solar Heating Systems 7.4.4 Estimating Solar Performance 7.5 Domestic Water Heating 7.5.1 Heat Pump Water Heaters 7.5.2 Solar Thermal Hot Water Systems 7.6 Approaching Net Zero Solar Homes 7.7 Summary
Chapter 8: Whole Building to Zero Net Energy 8.1 The Evolution toward Green Buildings and Communities 8.2 Whole Building Energy Technologies: Electrical Appliances and Lighting 8.2.1 Appliance and Equipment Efficiency: Standards Push the Market 8.2.2 ENERGY STAR Appliances and Labeling 8.2.3 Energy for Lighting: The LED Revolution 8.2.4 Smart Buildings, Smart Homes 8.2.5 Determining Building Electricity Needs 8.3 Building Energy Codes and Standards: Toward Whole Building Energy 8.3.1 Building Energy Code Development and Adoption 8.3.2 Typical Building Energy Code Requirements 8.3.3 Assessing Code Compliance and the Home Energy Rating System (HERS) 8.4 Whole Building Life Cycle: Embodied Energy in Buildings 8.4.1 Life-Cycle and Embodied Energy in Buildings and Materials 8.4.2 Green Roofs and Other Natural Building Materials 8.4.3 Tools for Embodied Energy and Life-Cycle Analysis of Buildings 8.5 Green Building Ratings: Helping the Market Advance Whole Building Life Cycle 8.5.1 EPA's ENERGY STAR Homes and DOE's Zero Energy Ready Homes 8.5.2 USGBC's LEED Certification Program 8.5.3 Passive House, PHIUS and, DOE ZERH Standards 8.5.4 EarthCraft Certification Program 8.6 Zero Net Energy Buildings 8.7 Toward Whole Community Energy 8.7 Summary
Section IV: Sustainable Electricity
Chapter 9: Centralized Electric Power Systems 9.1 Introduction 9.2 Electromagnetism: The Technology Behind Electric Power 9.3 Creating the Modern Electric Utility: Edison, Westinghouse, and Insull 9.3.1 The Important Role of Transformers 9.3.2 The Battle between Edison and Westinghouse 9.3.3 Insull Develops the Business Side of Utilities 9.4 Electric Power Infrastructure 9.4.1 The North American Power Grid 9.4.2 Balancing the Grid 9.4.3 Load Duration Curves 9.5 Electric Power Generation 9.5.1 Conventional Coal-Fired, Steam Power Plants 9.5.2 Flue Gas Emission Controls 9.5.3 Combustion Turbines 9.5.4 Combined-Cycle Power Plants 9.5.5 Clean Coal: Integrated Gasification Combined-Cycle (IGCC) Power Plants 9.5.6 Nuclear Power 9.5.7 Hydroelectric Power 9.6 Some Economics for Conventional Power Plants 9.6.1 Utilities and Nonutilities 9.6.2 Levelized Cost of Electricity (LCOE) 9.6.3 Potential Impact of Carbon Costs and Other Externalities 9.7 Summary
Chapter 10: Distributed Energy Resources 10.1 Balancing the Grid With DERs 10.2 Another Challenge: The ""Duck Curve"" 10.2.1 Challenges Raised by Duck Curves 10.2.2 Teaching the Duck to Fly 10.3 Demand Side Management (DSM) 10.3.1 Utility Decoupling 10.3.2 Conventional Utility Rate Structures (Before Smart Meters) 10.4 Demand Response (DR) Programs 10.4.1 Advanced Metering Infrastructure (AMI) 10.4.2 Time-of-Use (TOU) Rates 10.4.3 Critical Peak Pricing 10.5 Energy Storage: Thermal 10.5.1 Managing Electric Water Heaters 10.5.2 Stanford Energy System Innovations (SESI) 10.5.3 Thermal Energy Storage with Ice 10.6 Energy Storage: Electrical 10.6.1 Energy Storage Technologies 10.6.2 Battery Storage 10.6.3 Applications of Stationary Storage 10.7 Distributed Generation (DG) 10.7.1 Combined-Heat-and-Power (CHP) Systems 10.7.2 Fuel Cells 10.7.3 Renewable Energy Coupled With Storage: A Carbon-Free Future? 10.8 Summary
Chapter 11: Photovoltaic Systems 11.1 Some Photovoltaic History 11.2 Crystalline Silicon (c-Si) Solar Cells 11.2.1 Photons to Create Hole-Electron Pairs 11.2.2 Band Gap Impact on Photovoltaic Efficiency 11.2.3 A Complete Silicon Solar Cell 11.3 Photovoltaic Fabrication 11.3.1 Crystalline Silicon Solar Cells (c-Si) 11.3.2 Multijunction (Tandem) Cells to Increase Efficiency 11.3.3 Thin-Film Photovoltaics 11.4 From Cells to Modules to Arrays to Systems 11.4.1 Photovoltaic Module Electrical Characteristics 11.4.2 Basic System Concepts for Residential and Commercial Buildings 11.4.3 Introducing Energy Storage for Buildings 11.5 Estimating Solar Performance 11.5.1 A Simple Peak-Watts Approach 11.5.2 PVWatts 11.5.3 Impacts of Dirt, Shading, and Aging 11.6 Economics of Photovoltaic Systems 11.6.1 Photovoltaic System Costs 11.6.2 Evaluating the Economics for Residential PV Systems 11.6.3 Amortizing Costs 11.6.4 Including Tax Credits and Tax-Deductible Interest 11.6.5 Economics of Nonresidential PV Systems 11.7 Off-Grid Photovoltaic Systems 11.7.1 Small Systems Paid for with Mobile Money 11.7.2 Solar Home Systems 11.8 Summary
Chapter 12: Large-Scale Renewables 12.1 Distributed Solar Power 12.1.1 Community Solar 12.1.2 Community Choice Aggregation 12.1.3 Microgrids 12.1.4 Small Grids in Remote Regions of the World 12.2 Financing Utility-Scale Renewable Energy Systems 12.3 Wind Power 12.3.1 Historical Development of Wind Power 12.3.2 An Introduction to Wind Turbine Technology 12.3.3 Wind Turbine Power Curves 12.3.4 Power in the Wind 12.3.5 Combining Wind Statistics with Turbine Characteristics 12.3.6 Wind Turbine Capacity Factors 12.3.7 Offshore Wind Farms 12.3.8 Environmental Impacts of Wind 12.4 Concentrating Solar Power (CSP) Systems 12.4.1 Historical Development 12.4.2 The Importance of Thermal Energy Storage (TES) 12.5 Summary
Section V: Sustainable Transportation and Land Use
Chapter 13: Transportation Energy and Efficient Vehicles 13.1 Energy Use in Transportation 13.1.1 Transportation Energy Use in the U.S.: Uncertain Future? 13.1.1.1 U.S. Highway Transportation Energy Driven by Fuel Prices, Efficiency, Convenience 13.1.1.2 U.S. Freight Transportation 13.1.3 Overview of Transportation Energy Trends 13.2 Transportation Vehicle Energy Efficiency 13.2.1 Factors Affecting Vehicle Efficiency: Technology, Fuel Price, Policy, Consumer Choice 13.2.2 Vehicle Efficiency Regulations: Major Upgrade of U.S. CAFE Standards 2016-2025 13.2.3 Heavy Vehicle Efficiency: First-Time U.S. Efficiency Standards in Model Year 2016 13.2.4 Aircraft Energy Efficiency: International and U.S. Efforts to Reduce GHG Emissions 13.3 Vehicle Air Emissions and U.S. Standards: Major Tier 3 Reductions 2017-2025 13.4 Emerging Vehicle Technologies: Game Changers? 13.4.1 Conventional Internal Combustion Engine Vehicles 13.4.2 Hybrid Electric Vehicles (HEVs) 13.4.3 Plug-In Electric Drive Vehicles (PEVs) 13.4.4 Fuel Cell Electric Vehicles (FCEVs) 13.5 Vehicle Technologies, Future Fuel Consumption Reduction, and Manufacturing Cost 13.5.1 Well-to-Wheels Analysis 13.5.2 Argonne National Laboratory Vehicle Assessment Project 13.5.3 Simple Well-to-Wheels Assessment: Gas, E85, HEV, PHEV, BEV, and FCEV Cars 13.6 Summary
Chapter 14: Alternative Fuels, Biofuels, and Biomass 14.1 Alternative Transportation Fuels 14.1.1 Life-Cycle Analysis of Alternative Fuels 14.1.2 Alternative-Fueling Infrastructure 14.1.3 Alternative Fuel Prices 14.1.4 Alternative Fuel Vehicle Markets 14.2 Prospects and Potential for Biomass Fuels 14.2.1 Current Use of Biomass Energy in the U.S. 14.2.2 U.S. Biomass Energy Potential: The Billion-Ton Study 14.3 Bioethanol Fuel 14.3.1 U.S. Renewable Fuels Standard Aims to Push Cellulosic Bioethanol 14.3.2 Bioethanol Production Processes 14.3.3 Net Energy and GHG Analysis of Bioethanol 14.4 Biodiesel and Renewable Diesel 14.4.1 Biodiesel Production 14.4.2 Biodiesel Feedstocks and Production Technologies 14.4.3 Biodiesel from Microalgae 14.5 Other Biomass Energy and Emerging Biotechnologies 14.5.1 Other Biomass Energy 14.5.2 Emerging Biotechnologies for Energy 14.6 Natural Gas and Hydrogen as Transportation Fuels 14.6.1 Natural Gas as a Transportation Fuel 14.6.2 Hydrogen as a Transportation Fuel 14.7 Summary
Chapter 15: Whole Community Energy, Mobility, and Land Use 15.1 Community Transportation 15.1.1 Global Patterns of Community Transportation 15.1.2 U.S. Vehicle Miles Traveled and VMT per Capita 15.1.3 Public Transit Systems and Energy 15.2 Shared, Electric, Autonomous Mobility: The New Age of Urban Passenger Transport 15.2.1 The Changing World of Mobility 15.2.2 Future Outlook for Shared, Electric, Autonomous Mobility 15.2.3 Implications of Shared, Electric, Autonomous Mobility 15.3 Sustainable Mobility, Livable Communities, and Land Use 15.3.1 The Five Ds of Transport-Efficient Land Use 15.3.2 Urban Density and Transportation Energy Use 15.3.3 Mixed-Use, Pedestrian- and Transit-Oriented Development 15.3.4 Compact Development, Housing Size, Location, Transport, and Energy Use 15.3.5 Whole Community Energy in Green Development: LEED-ND Guidelines 15.3.6 Metropolitan Land Use and Transportation 15.3.7 Consumer Preferences Moving toward Urban Livable Communities 15.4 Beyond Mobility: Land Use, Urban Heat Island, and Solar Access 15.4.1 Land Use and the Urban Heat Island 15.4.2 Land Use and Solar Access 15.5 Community Energy and Climate Action Planning 15.5.1 NREL City-Level Energy Decision Making 15.5.2 ICLEI ClearPath Climate Action Process 15.5.3 ACEEE Local Energy Calculators 15.6 Summary
Section VI: Energy Policy and Planning
Chapter 16: Market Transformation to Sustainable Energy 16.1 Some Fundamentals of Market Transformation 16.1.1 Distinguishing Technical, Sociocultural, Economic, and Market Potential 16.1.2 Market Failure: Transaction Costs and Externalities 16.1.3 Noneconomic Factors and Market Transformation 16.2 The Techno-Economic Solutions 16.2.1 Technological Change and Diffusion of Innovation 16.2.2 The Price of Technology, the Experience Curve, and Learning Investments 16.3 The Policy Solutions 16.3.1 The Case for Market Intervention 16.3.2 The Range of Market Transformation Policies and Programs 16.3.3 Pitfalls of Market Transformation Programs 16.4 The Social Solutions 16.4.1 Energy Politics: Achieving Necessary Market Transformation Policies 16.4.2 Consumer Values and Choice 16.5 Summary
Chapter 17: Energy Policy 17.1 International Perspectives on Energy Policy 17.1.1 International Agreements: IPCC, UNFCCC, Kyoto, and Paris 17.1.2 Carbon Pricing May Be the Key to Success of the Paris Agreement 17.1.3 Innovations in Developed Countries 17.1.4 Progress Among Developing Countries 17.2 U.S. Federal Energy Policy 17.2.1 Overview and a Brief History 17.2.2 Federal Regulations Affecting Energy Production and Consumption 17.2.3 Federal Economic and Financial Energy Policies 17.2.4 Federal Energy Information and Education 17.3 Summary and Prospects for U.S. Federal Energy Policy
Chapter 18: U.S. State and Community Energy Policy and Planning 18.1 State Energy Policy 18.1.1 Which States Are Clean Energy Policy Leaders? ACEEE and Solar Rankings 18.1.2 State Energy Policies: Description and Distribution 18.1.3 State Utility Regulation 18.1.4 State Energy Policy Case Examples: Massachusetts, New York, California 18.2 Community Energy Planning and Policy 18.2.1 International Perspectives on Community Energy Plans and Policies 18.2.2 North American Cities Demonstrate the Possibilities of Local Energy Planning 18.2.3 Which U.S. Cities Lead the Way? ACEEE City Energy Efficiency Scorecard 18.2.4 Community Clean Energy Initiatives 18.3 Summary